Fin. Markets·Course

Financial Markets

Market infrastructure, clearing, brokers, regulation, compliance and asset management industry

Part of the Business & Economics track — finish it for a verifiable diploma →

13
Modules
61
Articles
~6 h
Reading
IV
CLOs

§ 01 — Orientation

New here?

What you'll be able to do, who this is for, how long it takes, and where to begin.

By the end, you will be able to

  • 01Map who's who in a market: exchanges, brokers, dealers, market-makers.
  • 02Explain clearing, settlement, and custody end to end.
  • 03Navigate financial regulation and compliance basics.
  • 04Understand market-abuse rules and why they exist.
  • 05See how the asset-management industry is structured.

Who this is for

StudentIndustry professionalAnalystCurious readerInvestor

How long it takes

  • Quick orientation
    Skim the opening module and the cheatsheet to get the shape of it.
    ~2 h
  • Full read-through
    Read every article once, in order.
    ~6 h
  • Mastery path
    Read, take the quizzes, and space out your reviews.
    ~3 weeks
Start with one lesson
Types of Financial Markets: Primary, Secondary, Exchange-Traded, and OTC
Read one article to see the shape of the school before committing.
Open →
Cite this school
  • APA

    Stoa. (2026). Financial Markets [Online course]. Stoa. https://stoa.school/course/financial-markets

  • MLA

    Stoa. “Financial Markets.” Stoa, 2026, https://stoa.school/course/financial-markets.

  • Chicago

    Stoa. “Financial Markets.” Stoa. Accessed September 1, 2026. https://stoa.school/course/financial-markets.

§ 02 — Curriculum

13 modules.

Each module is a small unit. Most read in sequence — but a determined reader can begin anywhere.

§ 03 — Learning outcomes

4 outcomes.

CLO I
Market Infrastructure

Understand the structure of financial markets, the roles of key participants (exchanges, brokers, dealers, market makers), and trading mechanisms.

CLO II
Clearing and Settlement

Explain clearing, settlement, and custody processes, and understand the role of central counterparties and depositories.

CLO III
Regulation and Compliance

Navigate the framework of financial regulation, understand compliance requirements, and the rules governing market abuse.

CLO IV
Asset Management Industry

Analyze the structure of the asset management industry, types of institutions, business models, and current trends.

§ 04Practices